Best Compliance Courses

Find the best online Compliance Courses for you. The courses are sorted based on popularity and user ratings. We do not allow paid placements in any of our rankings. We also have a separate page listing only the Free Compliance Courses.

Anti-Money Laundering Concepts: AML, KYC and Compliance

(Highest number of Students Enrolled) Anti-Money Laundering(AML), AML policies, AML KYC & AML Compliance

Created by GenMan Solutions - 300,000+ Enrollments | 4.4 Rated

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Students: 56797, Price: $29.99

Students: 56797, Price:  Paid

Welcome to the course on Anti-Money Laundering (AML), where you will learn about the key issues faced by financial institutions today: Money Laundering and Terrorist Financing. This course will educate you on Money Laundering and Terrorist Financing laws, Know Your Customer, Customer Due Diligence, Economic Sanctions and Politically Exposed Persons. This is a comprehensive course that captures all relevant concepts required for training employees of an organization.

We will start the course by understanding the term Money Laundering and will then cover the process & impact of the same. Post which, we will learn about terrorist financing and then cover the differences and similarities between money laundering & terrorist financing. In the next lectures, we will cover the Anti-Money Laundering policies along with KYC procedures, Economic Sanctions & Politically exposed persons.

There are no prerequisites for this course and can be completed in just 1-2 hrs (including situation based practice scenarios & exercises).

Course enrollment grants you lifetime access, with no expiration, to all the course lectures. In addition, you’ll also receive 1-on-1 support for any questions or uncertainties that come up. And this all comes with a money-back guarantee. You have nothing to lose and so much knowledge to gain.

Just ask the students who’ve already taken this course:

★★★★★ "This is an excellent course. Please continue such type of very very important courses for us. Very helpful in the interest of security of the state."

- Tav Sarma

★★★★★ "This course was very informative and covered a wide variety of areas. I especially liked the fact scenarios to test assimilation of the material and the guidance on what to include in a money laundering policy. Thanks for that."

- Danine K. Jones

★★★★★ "The Course is Great and I suggest not only Business Personalities or the Person in Financial Field, But, to Everyone as it is very important content. This should be Educated and printed in Text Books of Students too. I admire the Instructor and Thank You and I hope this helps everyone."

- Abdulbasiru Rabilu

★★★★ "It was nice taking this course, i have acquired more knowledge about money laundering and i love the way videos and quiz has been set."

-Pillwax Bulambo

★★★★★ "I was very fascinated about the topic from the very start of the course. The course was great and especially with the examples the understanding was clear and crisp."

-Subham Saha

Risk Management: An Introduction

An essential guide to understanding Risk Management

Created by Tanuja Yadav - Chartered Financial Analyst

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Students: 9706, Price: $19.99

Students: 9706, Price:  Paid

Risk—and risk management—is an inescapable part of economic activity. People generally manage their affairs in order to be as happy and secure as their environment and resources will allow. But regardless of how carefully these affairs are managed, there is risk because the outcome, whether good or bad, is seldom predictable with complete certainty. 

There is risk inherent in nearly everything we do, but this course will focus on economic and financial risk, particularly as it relates to investment management.

The questions that this course will address include the following:

  • What is risk management, and why is it important?
  • What risks does an organization (or individual) face in pursuing its objectives?
  • How are an entity’s goals affected by risk, and how does it make risk management decisions to produce better results?
  • How does risk governance guide the risk management process and risk budgeting to integrate an organization’s goals with its activities?
  • How does an organization measure and evaluate the risks it faces, and what tools does it have to address these risks?

This course is organized in five sections, the first section gives an Introduction to the concept of Risk Management, Section 2 describes the risk management process, and Section 3 discusses risk governance and risk tolerance. Section 4 covers the identification of various risks, and Section 5 addresses the measurement and management of risks. 

Internal Controls – Design, Implementation and Monitoring

Become a compliance specialist, maintain strong internal controls for SOX or FCPA, prepare for internal & external audit

Created by Maciej Rychlicki - Experienced professional in analytics and internal controls

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Students: 2824, Price: $99.99

Students: 2824, Price:  Paid

A strong internal control system is one of the best mitigation strategies for managing operational and financial risks. This course aims to provide you all necessary knowledge to create and maintain effective control environment. We will also cover how to efficiently review internal controls and identify opportunities for their improvements.

 

Manage Risks of Your Organization with Effective Internal Controls

  • Learn Internal Control Definition, Types, and Objectives
  • Understand Internal Control Components and Principals
  • Implement Efficient Internal Control Monitoring
  • Recognize and Remediate Control Deficiencies
  • Improve Your Control Environment.

 

Become Internal Control Compliance Specialist

Internal control concept exists from ancient times, but United States was the first country to introduce professional guidance on topic. Internal control started to become significant to auditors in the United States early in the twentieth century. 

More recently topic of controls started to evolve to cover other areas than finance like information technology (COBIT), project management or quality management (ISO 9000). Additionally, importance of internal controls systems in organizations increased significantly with dedicated regulations as Sarbanes Oxley Act (SOX) or Foreign Corrupt Practice Act (FCPA) setting legal requirements for minimum coverage of internal controls. We will learn about finance and IT controls as well as frameworks and legal regulations.

 

Content and Overview

In over 6 hours of video including 27 lectures we will cover all you need to know to become comfortable working with and designing internal controls.  Each of three sections contains article summarizing most important concepts from all lectures and short quiz where you can test your new knowledge.  Additionally, some of the lectures contain Action Points that help you practice your new skills directly for your organization needs.

First you will learn all the necessary information like definitions, types, components as well as who has what responsibilities in area of internal controls.  With basics covered course will teach you all necessary steps to implement controls and prepare sufficient documentation to satisfy requirements of various frameworks and legal regulations. Finally, you will learn how to monitor and review internal controls including usage of automation and how to handle deficiencies identified in those processes.

Upon completion, you should be able to not only perform controls and implement control activities like a compliance specialist, but also work efficiently and effectively with any auditors or external reviewers of your controls. 

Anti Money Laundering & Countering of Terrorist Financing

From Leading Subject Matter Experts, Compliance , AML/CFT (Consolidated Quick Learning Video)

Created by COMPLYFIN DWC LLC - Consultants - Business , Compliance, AML/CFT

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Students: 2330, Price: $39.99

Students: 2330, Price:  Paid

Quick Video explaining important concepts of AML/CFT  in a simplified manner. 

Author of this course is Sachin Rao (CAMS - FCI ) has worked with Complyfin DWC LLC ., and the voice over artist is Mr.Jim Cosens , a professional voice over artist based in USA has provided the voice over services for this course on Anti Money Laundering and Countering of Terrorist Financing.

A must course for every professional in today's world, learn about What is (AML) Anti-Money Laundering, Various stages of Money Laundering and how criminal organizations disguise & convert their dirty money into clean money to avoid detection from regulatory bodies, learn about (CFT) Countering Financing of Terrorism, identify key differences between the flow of (ML) Money Laundering and (TF) Terrorist Financing methods and keep yourself and your organization protected from Money Laundering & Terrorist Financing Abuse. Understand the importance of (KYC) Know Your Customer & (KYCC) Know Your Customer's Customer requirements , learn about compliance requirements for individual/personal customers and corporate customers, Learn about UBO's(Ultimate Beneficial Owners) and what supporting documents are to be collected based on  international best practices . Learn on how to identify and write suspicious activity and transaction reports, effectively learn about identifying suspicious activities of customers and report  proactively to assist regulatory bodies. understand who is a PEP/FPEP (politically Exposed Persons/Foreign Politically Exposed Persons) and when & how to conduct  EDD(Enhanced Due Diligence). This course will help you manage Regulatory Expectations proactively and secure your profession, your organization  & businesses from the Risk of Money Laundering & Terrorist Financing abuse.

A Robust Compliance AML/CFT Regime for a secure Tomorrow....

*We strongly recommend students looking forward for higher , advanced and professional studies in the field of AML/CFT should consider joining ACAMS, as earning CAMS designation is considered as the global gold standard in  AML certifications.

Disclaimer " we are not associated with any institutions or academy or organizations likes ACAMS etc, our recommendations are to be considered as personal suggestions only based on our personal past experiences  without assuming  any liabilities of whatsoever nature or manner"

PCI (Payment Card) Standards for Corporate Professionals

This course covers relevant aspects of the PCI Data Security Standard for processing credit card data.

Created by Illumeo Learning - Condensed and Efficient Courses for Busy Professionals

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Students: 2299, Price: $24.99

Students: 2299, Price:  Paid

The Payment Card Industry Data Security Standard (PCI DSS) was developed to encourage and enhance cardholder data security and facilitate the broad adoption of consistent data security measures globally. Given the high visibility of a continuous stream of user data breaches at major corporations, PCI compliance is becoming more important for companies of all sizes and the office of the CFO needs to be in the know.

This course is geared towards corporate finance and related professionals employed in any entity that is involved with credit card processing who need to educate themselves on relevant aspects of the PCI Data Security Standard and how it impacts company operations.

The Ultimate Guide to Money Laundering and AML Compliance

Learn the Fundamentals of Money Laundering and Gain Practical Insights into Anti Money Laundering Compliance

Created by Financial Crime Academy - Online Education for Anti-Financial Crime Professionals

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Students: 1670, Price: $19.99

Students: 1670, Price:  Paid

Did you ever wonder how drug dealers can purchase sports cars? Or how illegally embezzled money can end up financing Hollywood movies More importantly, what do our politicians and lawmakers do to prevent money laundering?

And how can organizations prevent being systematically misused for money laundering? What can organizations do to do to build an effective AML Compliance program? How can they make sure that they comply with regulatory and legal requirements?

This course is your Ultimate Guide to Money Laundering and AML Compliance!

In this course you will learn all the basics and fundamentals about Anti Money Laundering and AML Compliance. Your learning journey will cover a number of important Money Laundering and Anti Money Laundering concepts, which are organized in the following sections:

  1. Introduction to this Course

  2. Understanding Money Laundering

  3. Money Laundering in Practice

  4. Hide and seek: Shell Companies, Offshore, and More

  5. Understanding Terrorist Financing

  6. Fighting Money Laundering with AML Regulation

  7. Protect your Organization against Money Laundering Risks and Damages

  8. Money Laundering Prevention Measures for your Organization

  9. Finishing this Course

Certificate of Completion

Completing this course shows your dedication to fight money laundering and protect your organization. Why not show that you have acquired specialized knowledge in the field of AML? This courses comes with a Certificate of Completion that you can use to show your newly acquired skills and improved professional value through a better understanding of AML compliance. Start the course and earn your AML certificate today!

Additional Value

Throughout this course you can test your newly acquired knowledge with quiz questions. You will also find a great deal of additional resources as part of this course, including cheat sheets, checklists, questionnaires, tables, and more!

Comprehensive AML Workbook included! Get the entire course workbook with plenty of thorough content structured in 9 chapters as part of this Udemy course, including:

  • Plenty of thorough content structured in 9 chapters

  • Several quizzes with a number of quiz questions to self-verify your knowledge

  • Numerous practice-oriented checklists and templates

  • Real money laundering case examples and lessons learned.

  • Awesome charts and designs that structure the AML concepts

Awesome Bonus Material

We have also included some awesome bonus material. In particular, you will get the following:

  • 3 Quizzes with numerous Quiz Questions

  • 7 Section Summary Cheat Sheets

  • Shell Companies Red Flags Checklist

  • Offshore Jurisdictions Checklist

  • Terrorist Financing Checklist

  • AML Compliance Program Checklist

  • Course Slides as download material

Payroll Processing in India – An Introduction

Get introduced to the interesting and highly in-demand domain of Payroll processing in less than an hour

Created by greytHR Academy - Academic Initiative by Greytip software Pvt.Ltd.

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Students: 1162, Price: Free

Students: 1162, Price:  Free

Are you looking for a precise, effective and highly interactive online course on Payroll processing in India?

Congratulations !! you have landed on the right place. Payroll processing has direct impact on environment, efficiency and productivity of modern day organizations. So professionals with good knowledge of payroll processing are always in high demand. This course will introduce you to the intricate but interesting domain of payroll processing in a very interactive and amicable manner. The course is sure to give you

· Overview of payroll processing in India

· Practical aspect of concepts in payroll processing

· Knowledge of the basic objectives of payroll processing

So what are you waiting for? Just get on to the course and grab the opportunity of giving a good boost to your career in HR and Payroll domain by investing less than an hour of your time.

This course is sure to give you an introduction to all the necessary details about payroll processing in India. To take detailed walk through of all the functions of a payroll department, please visit the course ‘ Payroll Processing in India – For Beginners’ and to know more about each activity in each function, performed by the payroll practitioner; please enroll for the courses ‘ Payroll processing in India – For Practitioners’.

Basics of Audit and Assurance 101

Learn about auditing from an expert

Created by Aamir Hussain - Trainer, Chartered Accountant

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Students: 889, Price: $19.99

Students: 889, Price:  Paid

Auditing is a fundamental skill and an important undertaking for professional accountants. This course introduces auditing and assurance and develops skills involved in the audit process. You will develop a critical approach to the application of new skills to the professional environment. A wide range of transferable and intellectual skills will be delivered and assessed to allow you to gain confidence and employability skills for the business environment. The course is delivered by professional and provides a sound knowledge of the concepts of accountability and control, the nature, purpose and scope of audit and assurance engagements, including the statutory audit, its regulatory environment and the professional ethics of audit and assurance services. You will explore national and international auditing regulations; auditing theories, and evaluation of reporting practices for corporations both nationally and internationally. You will be able to exercise judgement and evaluation in corporate reporting matters and can react to current developments and new global practices. This course aims to promote the core values of Internationalisation via the application of International Standards on Auditing and Social, Public and Ethical responsibility with an emphasis on Auditor Independence, Ethics and Reporting.

Why should take this course?

You are a business owner. You want your business to succeed and you know that you need a better understanding of how the numbers are put together.

You are a manager. You deal with auditing staff, bookkeepers, owners, and subordinates. You hear auditing terms daily but you want to know more about what auditing means.

You are a business student. You dread taking your first auditing course. Or maybe you are in an introductory class right now. It all sounds so complicated. You want to find a simple explanation of what you are trying to learn.

You are an accounting student. You feel that you really did not get a firm grasp of the basics. You would like to start from scratch in an easy to learn format.

So what are you waiting for?

Click the "Take this Course" button and start learning now!

Happy learning!

Internal Audit: A Guide for Management

A guide for management, professionals changing careers and those preparing for the CIA exams.

Created by Vladimirs Karols - Compliance, AML and Internal Auditing Professional

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Students: 700, Price: $29.99

Students: 700, Price:  Paid

This course has been designed for professionals in various real-life situations, who are not necessarily specialists in internal auditing, but who need and wish to obtain a concise and structured understanding of internal auditing.

First, it is made for members of the board of directors and management of organizations at various levels. For example, you are a member of the board of directors or an audit committee of an organization and you are responsible for the oversight of the internal audit function. Or your company wishes to outsource an internal auditing function and you need to understand the criteria to properly procure the service. Or, you are preparing for a promotion or for a temporary assignment with the internal auditing function.

The second target audience is professionals changing careers who are considering a career in internal auditing.

It will also benefit those preparing for the Certified Internal Auditor exams. If you are preparing for the CIA exams, especially at the end of your preparation, you wish to go through additional materials which might look at the topic from a different angle, or from a more practical perspective.

In this course, you will learn about:

  • The definition and scope of internal auditing;

  • The professional standards that govern internal auditing;

  • How does internal audit outsourcing and co-sourcing work;

  • What are the main elements of the internal audit process and methodology;

  • How to structure and/or understand internal audit engagement reports;

  • The evolving role and future outlook of internal auditing.

I invite you to watch the promo video of the course for more information!

Payroll Processing in India – For Beginners

Take a quick tour of payroll department's functions in less than 90 minutes

Created by greytHR Academy - Academic Initiative by Greytip software Pvt.Ltd.

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Students: 633, Price: Free

Students: 633, Price:  Free

Have you recently joined a Payroll department? or Are you looking to join a payroll department of a company working in India? or Have you recently taken the course ' Payroll Processing in India - An Introduction' and feeling more interested to know about the intricate but interesting domain of payroll processing? Then this is THE course for you.

This course has been designed to help you understand the meaning of each function of a payroll department in detail, in a very crisp and interesting way. The course is aimed at giving you a tour of all payroll functions while providing you some simple activities to help you understand the work better. For knowing more about each of these functions till granular level and to comprehend the list of activities to be performed in each function you may take the course Payroll Processing in India - For Practitioners (Part 1 to 4).

By the end of this course, you would be able to

● List the functions performed by a Payroll department

● Summarize the meaning of each function of the Payroll department

● Interpret the work performed by each function of the Payroll department

You can further enhance your experience by taking a free trial of our HRMS application.

So what are you waiting for? Enroll for the course and grab the greyt opportunity to learn payroll processing.

Identifying AML Suspicious Transactions

How to Report AML Suspicious Transactions

Created by g-Log Consult - gE-Learn

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Students: 622, Price: $24.99

Students: 622, Price:  Paid

The inability of compliance or money laundering reporting officers not to be able to detect suspicious transactions out of several other transactions or what to do next with such transactions is what this course is about. A very thorough examination of what suspicious transactions are, what staff should know about STRs, responsibility of staff, types of red flags among other topics were covered.

Understanding Sarbanes-Oxley (SOX) Section 404

This course provides an overview of SOX Section 404 and discusses how one can effectively implement a program.

Created by Illumeo Learning - Condensed and Efficient Courses for Busy Professionals

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Students: 538, Price: $49.99

Students: 538, Price:  Paid

The most contentious aspect of SOX is Section 404, which requires management and the external auditor to report on the adequacy of the company's internal controls over financial reporting (ICFR). This is the most costly aspect of the legislation for companies to implement, as documenting and testing important financial manual and automated controls requires enormous effort. This course provides an overview of SOX Section 404 and discusses how one can effectively implement a solid program to address the needs of Section 404. 

The Public Company Accounting Oversight Board (PCAOB) approved Auditing Standard No. 5 for public accounting firms on July 25, 2007. This standard superseded Auditing Standard No. 2, the initial guidance provided in 2004. The SEC also released its interpretive guidance on June 27, 2007. These two standards together require management to:

  • Understand the flow of transactions, including IT aspects, in sufficient detail to identify points at which a misstatement could arise;
  • Evaluate company-level (entity-level) controls, which correspond to the components of the COSO framework;
  • Perform a fraud risk assessment;
  • Evaluate controls designed to prevent or detect fraud, including management override of controls;
  • Evaluate controls over the period-end financial reporting process;
  • Scale the assessment based on the size and complexity of the company;
  • Rely on management's work based on factors such as competency, objectivity, and risk;
  • Conclude on the adequacy of internal control over financial reporting.

Sarbanes-Oxley was passed in 2002 and year one of attestation for publically traded companies was 2004.  SOX section 404 is the most prominent of the many requirements covered under the legislation. 

Taking this course will prepare you to successfully address the challenges of Section 404 at your company - a high profile and critical process!

If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Sarbanes-Oxley (SOX) Section 404. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an ‘approved-by-the-governing-body’ CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more.

AML Essentials: Anti Money Laundering, KYC and Compliance

Learn the Basics of Money Laundering, AML, Risk Based Approach, AML Compliance Programs, KYC, CDD, EDD, PEP, and more!

Created by Financial Crime Academy - Online Education for Anti-Financial Crime Professionals

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Students: 523, Price: $19.99

Students: 523, Price:  Paid

Welcome to the course AML Essentials: Anti Money Laundering, KYC and Compliance where you will learn all the basics and fundamentals about Anti Money Laundering and AML Compliance.

Your learning journey will cover a number of important Money Laundering and Anti Money Laundering concepts, including:

  • What is Money Laundering? And what are Predicate Offenses?

  • How does Money Laundering work in practice? What are the Three Stages of Money Laundering?

  • What is Anti-money Laundering? What are the Consequence of Non-compliance?

  • What is the Risk-based approach (RBA)? What is an AML Risk Assessment?

  • What is required for an effective AML Compliance Program?

  • What do the concepts Know Your Customer (KYC) and Customer Due Diligence (CDD)?

  • What is Enhanced Due Diligence (EDD) and what are Politically Exposes Persons (PEPs)?

Throughout this course you can test your newly acquired knowledge with quiz questions. You will also find a great deal of additional resources as part of this course, including cheat sheets, checklists, questionnaires, tables, and more!

There are no prerequisites for this course and it can be completed in just 1 to 2 hours of your time. That's a very good time investment!

Certificate of Completion

Completing this course shows your dedication to fight money laundering and protect your organization. Why not show that you have acquired specialized knowledge in the field of AML? This courses comes with a Certificate of Completion that you can use to show your newly acquired skills and improved professional value through a better understanding of AML compliance. Start the course and earn your AML certificate today!

Additional Value and Bonus Material

We have also included some awesome bonus material. In particular, you will get the following:

✔ Exclusive LinkedIn community access

✔ 3 Quizzes with numerous Quiz Questions

✔ AML Compliance Program Checklist

✔ Course Slides as download material

✔ Discount codes for additional courses

Course enrollment grants you lifetime access, with no expiration, to all the course lectures. In addition, you’ll also receive support for any questions or uncertainties that might come up. And this all comes with a money-back guarantee. You have nothing to lose and so much valuable AML-specific knowledge to gain! Start this course today!

Cryptocurrency Financial Crime Compliance Bootcamp

Blockchain/Crypto | Financial Crime | Money Laundering | Terrorist Financing | AML & CTF | Regulation | Compliance Tools

Created by Financial Crime Academy - Online Education for Anti-Financial Crime Professionals

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Students: 411, Price: $19.99

Students: 411, Price:  Paid

It was over one decade ago that the first cryptocurrency Bitcoin was invented. Since then, many things have changed, new cryptocurrencies were invented and eventually they became part of the products and services offered by large organizations. Large multinational corporations such as Goldman Sachs, Fidor Bank, Banco Masventas, Microsoft, AT&T, and Overstock, among others, have already integrated cryptocurrency-related products and services in their portfolios - and this is only just the beginning.

The adoption of the blockchain technology and cryptocurrencies creates new challenges for organizations especially from a financial crime, compliance, and risk perspective.

Professionals that are working in compliance, financial crime prevention, and risk management need to be aware of the many-faceted blockchain and cryptocurrency risk environment.

But what is blockchain technology, what are cryptocurrencies, and how do they relate to financial crime and compliance? What are the important legal and regulatory aspects one needs to be aware of?

More importantly, how do money laundering and terrorist financing using cryptocurrencies work and what compliance tools and methods can help organizations to protect themselves against the potential risks from engaging in blockchain technologies and cryptocurrencies.

This online course is your Cryptocurrency Financial Crime Compliance Bootcamp!

In this course you will learn all the basics and fundamentals about blockchain technology, cryptocurrencies, and how they related to financial crime and compliance.


Certificate of Completion:

Completing this course shows your dedication to fight financial crime and protect your organization against the potential risks from engaging in blockchain technologies and cryptocurrencies. Why not show that you have acquired specialized knowledge in the field of cryptocurrency financial crime prevention and compliance? This courses comes with a Certificate of Completion that you can use to show your newly acquired skills and improved professional value through a better understanding of cryptocurrency financial crime prevention and compliance.

Additional Value:

Throughout this course you can test your newly acquired knowledge with quiz questions. You will also find a great deal of additional resources as part of this course, including cheat sheets, checklists, questionnaires, tables, and more!

AML Compliance in Practice: Suspicious Activity Reports

Learn the Fundamentals of SAR Filing in Anti-Money Laundering Compliance/KYC & How to write a stellar SAR Narrative!

Created by Financial Crime Academy - Online Education for Anti-Financial Crime Professionals

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Students: 347, Price: $19.99

Students: 347, Price:  Paid

Financial crime is a threat that is becoming ever more widespread, is increasingly hard to detect and often a worrying unknown. Aside from the threat it poses to the security of societies worldwide, it poses a real risk in terms of reputation, process integrity and compliance for the financial community as a whole and for individual financial institutions and organizations.

One of the most practical steps you can take to mitigate these risks is having a proper Anti-Money Laundering (AML) compliance program in place that is capable of identifying and filing suspicious activity reports (SARs).

This course will give you a comprehensive overview of everything that is relevant in terms of suspicious activity reports.

Your learning journey will cover a number of important concepts, including:

  • What is a suspicious activity report (SARs) and how is it related to money laundering prevention?

  • How to identify suspicious activity and what are common red flags?

  • WHEN and HOW to file a SAR?

  • What are international regulatory/legal requirements?

  • What to watch out for? (Timing, Tipping-Off, etc.)

  • How to write a stellar SAR narrative?

  • What to do after a SAR has been filed?

Throughout this course you can test your newly acquired knowledge with quiz questions. You will also find a great deal of additional resources as part of this course, including cheat sheets, checklists, questionnaires, tables, and more!

There are no prerequisites for this course and it can be completed in just 1 to 2 hours of your time. That's a very good time investment!

Certificate of Completion

Completing this course shows your dedication to fight money laundering and protect your organization. Why not show that you have acquired specialized knowledge in the field of AML/SAR filing? This courses comes with a Certificate of Completion that you can use to show your newly acquired skills and improved professional value through a better understanding of AML compliance. Start the course and earn your AML certificate today!

Additional Value and Bonus Material

We have also included some awesome bonus material. In particular, you will get the following:

✔ Exclusive LinkedIn community access

✔ 3 Quizzes with numerous Quiz Questions

✔ Course Script as download material

✔ Course Slides as download material

✔ Discount codes for additional courses

Course enrollment grants you lifetime access, with no expiration, to all the course lectures. In addition, you’ll also receive support for any questions or uncertainties that might come up. And this all comes with a money-back guarantee. You have nothing to lose and so much valuable AML-specific knowledge to gain! Start this course today!

Introduction to Compliance Risk Management CRM

Compliance risk management CRM for Compliance, Risk Management, Internal Audit and IS Security Professionals

Created by Compliance Security and Risk Management - Compliance, IS Security and Risk Professional

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Students: 256, Price: $19.99

Students: 256, Price:  Paid

Do you know why companies and institutions are being penalized by regulators? How companies manage risk of non compliance to regulatory requirements? Why Board of Directors of companies are concerned about regulatory risk management and more specifically the compliance risk management CRM?

In this course you will get insight about how the companies and regulators are focusing on strong compliance culture to manage the affairs of the company or institutions and avoid penalties and reputation losses. You will learn why is it important for risk functions such as Risk Management, Compliance and Controls, IS Security, Quality Control and Audit to support each other in their work. You will learn new and emerging risks and their significance in compliance risk management process.

You will learn new terms applicable in risk and compliance function that are used by Managers and Executives of the company. This course will help you in your job roles particularly if your area is compliance, risk assessment and management.

This course will provide you a broader idea on how to prepare the risk inventory database. This course will also make you understand how important is this now for internal audit, compliance and risk management to work together as part of governance and controls defense model.

After attending this course you will be able to confidently talk and communicate with risk, compliance, audit and related professionals.

Who is this course for:

  • Compliance professionals and students

  • Risk management professionals and students

  • Internal audit professionals and students

  • Internal controls professionals

  • Finance professionals and students

  • ACCA, CPA, CGA, CMA students

COSO 2013 Risk Assessment Compliance

This course explores the 4 basic principles of the Risk Assessment component of COSO 2013.

Created by Illumeo Learning - Condensed and Efficient Courses for Busy Professionals

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Students: 254, Price: $34.99

Students: 254, Price:  Paid

It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal Control—Integrated Framework (the original framework). The new framework will become effective in December 2014. Professionals must first obtain a basic understanding of the concepts, principles and potential impact, including changes from the 1992 framework and the key COSO components and related principles.

COSO 2013 maintains the same five components previously identified within the 1992 framework.  These include:

  • Control Environment
  • Risk Assessment
  • Control Activities
  • Information & Communication
  • Monitoring

This course is designed to focus on the Risk Assessment component and the four separate principles that support this component. 

Risk Assessment involves a dynamic and iterative process. It considers changes in the external environment/business model that may impede achievement of objectives.  Every entity faces a variety of risks from both internal and external sources.  Risk assessment forms a basis by which risk will be managed.

  • The organization must specify objectives with sufficient clarity to enable the identification of risks relating to the objective. 
  • The organization identifies risks to the achievement of its objectives across the entity and analyzes risks as a basis for determining how the risks should be managed.
  • The organization considers the potential for fraud in assessing risks to the achievement of objectives.
  • The organization identifies and assesses changes that could significantly impact the system of IC.

Management and the external auditors must understand each of these principles and be able to adequately support that they exist and are appropriately designed and functioning.  In addition, the components must effectively work in combination to provide for a positive attestation to internal controls.

The course dissects the four principles and important concepts that companies need to understand and support in order to provide that the Risk Assessment principles are in place and functioning.  We also discuss concepts related to mapping the principles to controls within the organization.

If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Risk Assessment Compliance. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an ‘approved-by-the-governing-body’ CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more.

Sanctions Compliance Bootcamp – Including AML/KYC Lectures

Learn to navigate the increasingly complex sanctions compliance landscape and how to effectively manage sanctions risks

Created by Financial Crime Academy - Online Education for Anti-Financial Crime Professionals

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Students: 218, Price: $19.99

Students: 218, Price:  Paid

Did you know that the single highest fine for sanctions violations was for the unbelievable amount of 8.9 billion US-dollar?

In 2015, the French bank BNP agreed to this penalty and pled guilty to settle charges it concealed roughly 8.8 billion US-dollar of transactions with countries like Sudan, Iran and Cuba. Given the enormous penalties in place, many companies and individuals are concerned about violating sanctions regulations.

This online training is designed to give you a comprehensive overview of the complex environment of global sanctions and sanctions compliance.

We will cover a number of important topics and concepts, that you will come across in practice if you are working in a multinational organization or in cross-boarder business dealings.

This online training is quite comprehensive and is highly recommended for professionals that want to acquire and demonstrate specialized knowledge in sanctions compliance and anti-financial crime. Because this subject is nowadays so incredibly important, this online training is also a great way for professionals to increase their value through better understanding of financial crime and sanctions compliance.

Certificate of Completion

Completing this course shows your dedication to fight money laundering and protect your organization. Why not show that you have acquired specialized knowledge in the field of AML? This courses comes with a Certificate of Completion that you can use to show your newly acquired skills and improved professional value through a better understanding of AML compliance. Start the course and earn your AML certificate today!

Additional Value

Throughout this course you can test your newly acquired knowledge with multiple assignments and  quiz questions. You will also find a great deal of additional resources as part of this course, including cheat sheets, checklists, questionnaires, tables, and more!

Online training script included! Get the entire course script with plenty of thorough content to read through and study on your own.

Anti Money Laundering (AML) – Become a Subject Matter Expert

Become a Subject Matter Expert on PEP Risk Within 1 hour - Financial Crime Compliance

Created by Amar Raja - Financial Crime Specialist

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Students: 159, Price: $49.99

Students: 159, Price:  Paid

By the end of this course you will be a Subject Matter Expert on PEP risk within the Financial Crime and Anti Money Laundering (AML) Industry.

This course will not only provide you with a practical understanding of what PEPs are and the Anti Bribery and Corruption & Terrorist Financing risks associated with PEPs, but it ill also provide you with the knowledge on how a PEP name screening detection system is designed and implemented. You will understand from an operational perspective how to conduct PEP alert investigation from start to finish.

This course will give you a 360-degree understanding into the world of Financial Crime PEP risk, from identification to the associated treatment strategy involved.

AML Case Investigation Skills

A guide to conducting AML case investigations, writing quality case narratives and the submission of STRs (STR filing)

Created by Amal Jayasinghe - CAMS, CFCS, MBA

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Students: 149, Price: $89.99

Students: 149, Price:  Paid

This course is designed to provide candidates with a thorough knowledge of the practical aspects to being an AML investigator in Transaction Monitoring. The aim of this course is to enable candidates to confidently answer questions at a job interview for a position in the field, including the all-important question of "Why should you be hired for a job in the AML field with no prior experience in the industry?"

It will cover topics such as the latest AML and compliance cases around the world, identifying red flags and suspicious activities in financial institutions and how to conduct a case investigation.

During this course, candidates will also have the opportunity to complete case write-ups to sharpen their AML case investigation skills, as well as a practice quiz to test their knowledge on the topics covered.

COSO 2013 Requirements and Implementation Overview

This course provides an overview of the important concepts of COSO 2013.

Created by Illumeo Learning - Condensed and Efficient Courses for Busy Professionals

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Students: 138, Price: $24.99

Students: 138, Price:  Paid

It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal Control—Integrated Framework (the original framework). The original framework is widely accepted as a leading framework for designing, implementing, and conducting internal control and assessing the effectiveness of internal control. Since then, technology has drastically changed the business operating environment and the associated risks. In May 2013, the COSO foundation released an update to the framework.  The framework was updated due to global economic changes, enhanced information technology and increased shareholder expectations. Professionals must obtain a basic understanding of the concepts, principles and potential impact, including changes from the 1992 framework and the key COSO components and 17 principles.  This course provides an overview of the important concepts of COSO 2013. You'll learn about the important changes in the COSO framework and explore opportunities for management to place a renewed focus on internal control and enhance and solidify their Sarbanes-Oxley attestation.

If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Framework Requirements and Implementation Overview. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an ‘approved-by-the-governing-body’ CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more.

Checkpoint For Your KYC/AML Skills

This is good starting point to test your KYC/AML skills and can help you to prepare for AML certifications

Created by Suresh Chavali - Assistant Manager - Risk & Compliance

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Students: 114, Price: $19.99

Students: 114, Price:  Paid

The test is aimed at enhancing the quality of compliance in combating illegal operations and movement of funds through the use of banking channels. KYC and Anti Money Laundering operations have assumed added importance owing to the security risk that it poses to the country, and also to maintain the financial health of the institutions.

Using Machine Learning to Combat Money Laundering

Applying ML in AML

Created by Riskpro Learning - Training Leaders in Risk management and forensic accounting

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Students: 110, Price: $89.99

Students: 110, Price:  Paid

Understand the basics of the money laundering and applying the advanced technologies in combating the peril of money laundering. Understand the possible used cases of Robotics Process Automation, Artificial Intelligence and Natural Language Processing in enhancing the value of the compliance function by innovating methods to improve KYC process, customer screening and due diligence etc.

Wage and Hour Law Compliance

This course discusses the wage and hour laws that apply to paying employees on the federal and state level.

Created by Illumeo Learning - Condensed and Efficient Courses for Busy Professionals

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Students: 105, Price: $49.99

Students: 105, Price:  Paid

In this course we discuss the wage and hour laws that apply to paying employees on the federal and state level.  We start with defining the crucial elements of wage and hour law including what is a work week, a work day and hours worked and how the hours must be tracked or accounted for. From this basis we discuss the rules for calculating overtime and the effects that other payments have on overtime including discretionary and nondiscretionary bonuses and commissions.

We then work through examples of calculating overtime correctly using both the FLSA method and the alternate (or commonly understood) method as well as what to do if the employee is working at two or more rates.  We discuss the minimum wage and how it can be different on the state or the federal level and what can be used as credit against it by the employer. 

Since federal law does not cover all aspects of paying employees, we need to concentrate on state laws in the areas of paid family leave, mandatory sick leave, meal and rest periods, paystubs and notices, how often employees must be paid, acceptable methods that may be used to pay employees, and handling terminating employees including vacation payouts. We conclude with our section on what can be legally deducted from an employee’s wages. 

If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: Wage and Hour Law Compliance: It’s More than just Paying the Hours on a Time Card. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an ‘approved-by-the-governing-body’ CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more.

COSO 2013 Control Environment Compliance

This course explores the 5 basic principles for dealing with Control Environment of COSO 2013.

Created by Illumeo Learning - Condensed and Efficient Courses for Busy Professionals

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Students: 105, Price: $34.99

Students: 105, Price:  Paid

It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal Control—Integrated Framework (the original framework). The new framework will become effective in December 2014. Professionals must first obtain a basic understanding of the concepts, principles and potential impact, including changes from the 1992 framework and the key COSO components and related principles.

COSO 2013 maintains the same five components previously identified within the 1992 framework.  These include:

  • Control Environment

  • Risk Assessment

  • Control Activities

  • Information & Communication

  • Monitoring

Each component is now defined by separate principles that underlie the component.  Management and the external auditors must understand each of these principles and be able to adequately support that they exist, are appropriately designed and functioning.  In addition, the components must effectively work in combination to provide for a positive attestation to internal controls.

The Control Environment is defined as the overall attitude, awareness and actions of directors and management (i.e. "those charged with governance") regarding the internal control system and its importance to the entity.  The Control Environment is named as the first component within COSO 2013.

This course is designed to focus on the Control Environment and the five separate principles that support this component. 

  1. The organization demonstrates commitment to integrity and ethical values.

  2. The Board maintains independence from management and exercises oversight of internal control.

  3. Management establishes structure, reporting lines, and appropriate authority and responsibility.

  4. The organization demonstrates commitment to attract, develop and retain competent individuals.

  5. The organization holds individuals accountable for internal control responsibilities.

If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Control Environment Compliance. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an ‘approved-by-the-governing-body’ CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more.

Implementation of Anti Money Laundering AML Framework

Anti Money Laundering AML Framework Implementation in Financial Institutions FIs including Banks

Created by Compliance Security and Risk Management - Compliance, IS Security and Risk Professional

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Students: 96, Price: $19.99

Students: 96, Price:  Paid

This course will explain you practical concepts of Anti Money Laundering AML measures that are provided in AML/CFT Guidelines and Framework issued by regulators of financial institutions. AML measures are adopted and implemented by the financial institutions FIs such as Banks, Investment Banks, Leasing Companies, Brokerage Houses, Money Exchange Companies, Investment companies etc. to combat the money laundering risks and activities.

Financial Action Task Force FATF recommendations also emphasis on the implementation of AML / KYC measures at regulator and institutions level. therefore, every financial institution in the world has implemented the AML Framework, to avoid system's exploitation by criminals and money launderers.

You will learn various important concepts related to AML - Compliance such as Money Laundering, Anti Money Laundering, Money Laundering ML Exposed Organizations, Know Your Customers KYC, Beneficial Owners, Customer Due Diligence CDD measures (New Customers, Existing Customers), Types and Categories of customers, Identification, Verification, High Risk ML factors, Low Risk ML Factors, Threshold, Scenarios, Employees Due Diligence, Suspicious transactions, AML team, ML Risk Assessment and Transaction Monitoring, Documentation etc.

Practical examples and scenarios are discussed in this course.

In this course you will also learn Compliance Terminologies used in Corporate World.

This course is designed based on practical working experience in Compliance AML Function and is relevant for practical knowledge as well as for education purposes.

How Will You Benefit From This Course?

By attending this course you will:

- be able to link practical scenarios related to AML

- be able to talk confidently with Compliance and AML Specialists

- be able to work in consultancy firms in their compliance functions

- get a certificate of completion of this course

- be able to perform more research and analysis on AML practices and trends in the world etc.

Who Should Attend This Course:

Bankers, Investment Bankers, Leasing professionals, Brokers, Stock Market Professionals, Financial Intelligence Unit FIU professionals, Compliance professionals, AML/CFT Professionals, Branch Managers, Operations Managers, Risk Managers, Auditors, Finance professionals, Product Managers, CAMS students, Audit students, and others who have basic knowledge about Compliance and AML and want to learn more about this important area.

COSO 2013 Control Activity Compliance

This course teaches the 3 basic principles of Control Activity component of COSO 2013.

Created by Illumeo Learning - Condensed and Efficient Courses for Busy Professionals

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Students: 90, Price: $24.99

Students: 90, Price:  Paid

It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal Control—Integrated Framework (the original framework). The new framework will become effective in December 2014. Professionals must first obtain a basic understanding of the concepts, principles and potential impact, including changes from the 1992 framework and the key COSO components and related principles.

COSO 2013 maintains the same five components previously identified within the 1992 framework.  These include:

  • Control Environment
  • Risk Assessment
  • Control Activities
  • Information & Communication
  • Monitoring

This course is designed to focus on the Control Activity component and the three separate principles that support this component. 

Control Activity is named as the third component within COSO 2013. Control Activities are actions defined through policies and procedures that help ensure management directives to mitigate risks to the achievement of objectives are carried out.  Control activities are performed at all levels of the organization and at various stages of business processes and technology. 

  • The organization selects and develops control activities that contribute to the mitigation of risks to the achievement of objectives to acceptable levels.         
  • The organization selects and develops general control activities over technology to support the achievement of objectives.     
  • The organization deploys control activities through policies that establish what is expected and procedures that put policies into place.

Management and the external auditors must understand each of these principles and be able to adequately support that they exist, are appropriately designed and functioning.  In addition, the components must effectively work in combination to provide for a positive attestation to internal controls.

The course dissects the three principles and important concepts that companies need to understand and support in order to provide that the principles are in place and functioning.  We also discuss concepts related to mapping the principles to controls within the organization.

If you would like Continuing Education Credit (e.g. CPE, CE, CPD, etc.) for this course, it is available if you take this course on the Illumeo dot com platform under course title: COSO 2013 Control Activity Compliance. Illumeo is certified to provide CPE in over two dozen different professional certifications covering finance, accounting, treasury, internal audit, HR, and more. However, in order to receive CPE credit the courses must be taken on an ‘approved-by-the-governing-body’ CPE platform, and for over two dozen corporate professional certifications, that is the Illumeo platform. Go to Illumeo dot com to learn more.

Registration & Licences required to run a Business in India

Take this course to know what are the various registrations / licenses required to start and run Business in India

Created by Raja Natarajan, B.Com., PGDBA, FCA - Chartered Accountant

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Students: 86, Price: $94.99

Students: 86, Price:  Paid

Are you an aspiring Entrepreneur planning to start a Business in India? Are you not clear about what are the licences / registrations required to start a Business in India? Are you a Banker need to check whether customer has taken all requisite registrations before sanctioning loan? Are you a Company Secretary Student studying Registrations and Licenses? Are you an entrepreneur already running business in India? Then this course is for you all.

Registration and Licenses required to run a Business in India.

We can start and run business in various forms like Companies / LLPs / Partnership / Sole Proprietorship - so it can be any form of entity depending upon the requirement - but starting an entity alone is not sufficient - there are various laws governing business entities from various angles and it becomes necessary to take appropriate Registrations and Licences from concerned authorities, failing which penal actions may be initiated by Government.

But what are those registrations? How do we know which are the registrations applicable and not applicable for us? How do we know when, i.e. , in what time limit they have to be taken, when they have to renewed, etc.

All these queries will get answered in this course.

See you inside the course.

Introduction to Regulatory Compliance

Regulatory Compliance Requirements of Companies, Institutions, Businesses and Organizations

Created by Compliance Security and Risk Management - Compliance, IS Security and Risk Professional

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Students: 56, Price: $19.99

Students: 56, Price:  Paid

Do you know that Regulatory Compliance is the backbone when we talk about existence and growth of businesses?

Do you know why companies, organizations, businesses and institutions are being penalized by regulators?

How important is Regulatory Compliance for companies, businesses, organizations and institutions?

How Board of Directors and Compliance Professionals work towards ensuring Regulatory Compliance?

What Will We Learn In This Course?

In this course you will learn, how the regulators are focusing on strong compliance culture to be implemented by companies, businesses, organizations and institutions to avoid penalties and reputation losses.

You will learn about Compliance, Regulatory Compliance, Compliance Culture, Types of Compliance Culture, Governance Structure, Compliance Function, Different Sectors, Relevant Laws and Regulations, Case Study and examples. 

You will get to know about overview of different Acts, Standards, Laws and Regulations which are applicable on different sectors such as:

  • Financial Sector

  • Manufacturing sector

  • Service Sector

  • Health and Safety Sector etc.

You will be able to understand the importance and establish a "Regulatory Compliance Function" for your business, company or organization. understand.

You will learn the new terms applicable in regulatory compliance. This course will help you in your job roles particularly if areas of Regulatory Compliance. After attending this course you will be able to confidently talk and communicate with risk, compliance, audit and related professionals.

QUIZ is also part of this course to test your knowledge about regulatory compliance.

Who is this course for:

  • Compliance professionals and students

  • Risk management professionals and students

  • Internal audit professionals and students

  • Internal controls professionals

  • ACCA, CPA, CAMS, CGA students

  • Any other person who wants to learn and understand Regulatory Compliance

Benefits of attending this course:

Other than knowledge of Regulatory Compliance you will obtain benefits such as:

- Life time access to the course

- Certificate of completion of the course for your jobs and CVs enhancement

- Additions / up-dations to this course in future, will be free

Bank Audit A Complete Study

One Shot Course to Learn Bank Audit

Created by Raja Natarajan, B.Com., PGDBA, FCA - Chartered Accountant

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Students: 56, Price: $94.99

Students: 56, Price:  Paid

What is a Bank audit?

It is a procedure performed by an auditor appointed by RBI and ICAI to verify the financial statements of the banking institutions and to verify whether the bank is complying with the applicable regulatory framework or not.

It is not something which you will regularly undertake all the days of a year. Instead, for most of the auditors and audit firms, it's a one-time exercise in a year and as a result, knowledge level on the critical areas for most of the auditors will be limited.

So, several auditors and audit firms have to update themselves with the latest guidelines and provisions applicable by attending various seminars and by reading various publications.

However, many have felt the need for a one-shot course on Bank Audit and they wanted it to be handy, available in an app or website so they can prepare themselves for the audit upfront and during the course of the audit, they can refer to guidance materials.

All their wishes are going to materialize with this course!

Welcome to your course Bank Audit A Complete Study

In this course, you will get to learn about

1) What is Bank Audit?

2) Who is eligible for Bank Audit?

3) How to Approach a Bank Audit?

4) How Auditors are appointed for Banking Companies?

5) How to conduct an audit of a bank?

6) Advances

7) Fund Based Working Capital Facility (Concepts & Case Studies)

8) Non - Fund Based Working Capital Facilities

9) Term Loan (Concepts & Case Studies)

10) Mode OF Creation Of Security

11) Non-Performing Asset

12) Income Recognition

13) Willful Defaulter

14) Audit of Advances

15) Consortium Advances

16) Audit of Revenue Items

17) Audit of Expenses

18) Verification of Cash Balance

19) Verification of Cash Balance

20) Verification of Investments

21) Verification of Bills Purchased / Discounted

22) Fixed Asset & Other Assets Verification

This course is structured in a self-paced learning style. Requesting you to use your headphones for a better learning experience. Also, keep a notepad & pen alongside to take keynotes.

See you inside the course!

Note: This course is prepared based on audit guidelines applicable to Banks India.